Security Industry Arbitration
Maselli Warren, P.C. represents both industry professionals and customers in Financial Industry Regulatory Authority (“FINRA”) and other securities industry arbitration matters. Maselli Warren, P.C. attorneys have successfully represented individual brokers in disputes with their broker-dealers, investors in disputes with broker-dealers and insurance companies, and business clients in broker-dealer and insurance company disputes. In some cases, state and federal courts provide an appropriate venue for the adjudication of such disputes. In others, the firm prosecutes or defends the claims in FINRA or other arbitration forum. In either event, Maselli Warren, P.C. attorneys stand ready to effectively represent their clients in securities industry disputes.